Saving information when using a pdf-fillable form - Before entering data into the form, please download/save it to your computer (right-click the form and select Save As). Then, open the form from your computer and begin filling it in.
Below, you'll find forms and other reporting tools grouped by the following topics:
- Annual Financial and Actuarial Information Reporting
- Annual Return/Report of Employee Benefit Plan
- Coverage Determination
- Distress Terminations
- Missing Participant Filings for plans that terminate before 1/1/2018 (single-employer PBGC-insured plans only)
- Missing Participant Filings for plans that terminate on or after 1/1/2018 (all plans covered by Missing Participants Program
- Payment of Premiums
- Reportable Events
- Substantial Cessations of Operations
- Terminations
- Standard Terminations
|
Form Name
|
How to Obtain Information on Form or What Information Must Be Filed
|
How to Submit Information
|
|
|
Annual Financial and Actuarial Information Reporting (ERISA § 4010) (illustrative form) |
Via e-filing portal |
|
|
|
Annual Return/Report of Employee Benefit Plan (IRS/DOL/PBGC Form 5500) |
Follow instructions posted on DOL’s Form 5500 Series webpage |
|
|
|
Request for Coverage Determination |
|
||
|
Distress Terminations (Full set of PDF Forms) |
|||
|
Enrolled Actuary Certification (Schedule EA-D) |
Follow Distress Termination instructions (page 4 of PDF instructions) |
|
|
|
Financial Information and Distress Criteria (Schedule F) |
|
||
|
Notice of Intent to Terminate (Form 600) |
|
||
|
Notice of Single-Employer Plan Termination (Form 601) |
|
||
|
Plan Information (Schedule P) |
|
||
|
Post-Distribution Certification (Form 602) |
|
||
|
Missing Participants Filings for Plans that Terminate before 1/1/2018 |
|||
|
Annuity Purchase Information (Attachment A to Schedule MP) |
Follow Missing Participant instructions (page 9 of PDF instructions) |
|
|
|
Individual Information (Attachment B to Schedule MP) |
|||
|
Participant Information (Schedule MP) |
|||
|
Payment Voucher (Schedule MP) |
|||
|
Missing Participants Filings for Plans that Terminate on or after 1/1/2018 |
|||
|
Type of Plan
|
Applicable Form
|
How to File
|
Excel template
|
|
PBGC-insured Single-Employer Plans |
|||
|
Defined Contribution Plans |
|||
|
Small Professional Services DB Plans (not insured by PBGC) |
|||
|
PBGC-insured Multiemployer Plans |
|||
|
Comprehensive Premium Filing |
Via My PAA |
|
|
|
Termination Premium Form (Form T) |
|
||
|
See Reportable Events and Large Unpaid Contributions for forms and reporting requirements. |
|||
|
Notice of ERISA 4062(e) Event |
|
||
|
Notice of Election Under ERISA 4062(e)(4) |
|||
|
Notice of Additional Contributions Under ERISA 4062(e)(4) |
|||
|
Notice of Failure to Make Additional Contributions Under ERISA 4062(e)(4)(e) |
|||
|
Standard Terminations (Full set of PDF Forms) |
|||
|
Certification of Sufficiency (Schedule EA-S to Form 500) |
Follow Standard Termination instructions (page 5 of PDF instructions) |
|
|
|
Designation of Representative (Schedule REP-S to Form 500) |
|||
|
Notice Single-Employer Plan Termination (Form 500) |
|||
|
Post-Distribution Certification |
|||