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Practitioners

Forms

Pen in hand on form

Below, you'll find forms and other reporting tools grouped by the following topics:

 

Form Name
How to Obtain Information on Form or What Information Must Be Filed
How to Submit Information

Annual Financial and Actuarial Information Reporting (ERISA § 4010) (illustrative form)

e-4010 Filing Requirements [PDF]

Via e-4010

Annual Return/Report of Employee Benefit Plan (IRS/DOL/PBGC Form 5500)

Form 5500 Series - DOL Web site

Follow 2011 Form 5500 instructions on DOL Web site (page 4 of PDF instructions)

Payment of Premiums

Comprehensive Premium Filing (2014)

Instructions and Illustrative Forms (Page 21 (Comprehensive Premium Filing) of PDF instructions).

Via My PAA

Comprehensive and Estimated Premium Filings (2013)

Instructions and Illustrative Forms (page 18 (Comprehensive Premium Filing) and page 22 (Estimated Flat-rate Premium Filing) of PDF instructions).

Via My PAA

Comprehensive and Estimated Premium Filings (2012)

Instructions and Illustrative Forms (page 18 (Comprehensive Premium Filing) and page 22 (Estimated Flat-rate Premium Filing) of PDF instructions).

Via My PAA

Comprehensive and Estimated Premium Filings (2011)

Instructions and Illustrative Forms (page 18 (Comprehensive Premium Filing) and page 22 (Estimated Flat-rate Premium Filing) of PDF instructions)

Via My PAA

Comprehensive and Estimated Premium Filings (2010) (illustrative form)

Instructions and Illustrative Forms (page 19 (Comprehensive Premium Filing) and page 23 (Estimated Flat-rate Premium Filing) of PDF instructions)

Via My PAA

Comprehensive Premium Filing (2009) (illustrative form)

Instructions and Illustrative Form (page 18 of PDF instructions)

Via My PAA

Estimated Premium Payment (2009) (illustrative form)

Premium Instructions and Forms

Via My PAA

Comprehensive Premium Filing (2008) (illustrative form)

Instructions and Illustrative Form (page 20 of PDF instructions)

Via My PAA

Estimated Premium Payment (2008) (illustrative form)

Instructions and Illustrative Form

Via My PAA

Premium Related Forms for years prior to 2008 (Form 1, Schedule A, Form 1-ES, Form 1-EZ)

Prior Year Instructions and Forms

Follow Prior Year Instructions

Termination Premium Form (Form T)

Instructions and Form

Follow Termination Premium instructions

Reportable Events

Post-Event Notice of Reportable Events (Form 10)

PDF (See Technical Update
13-1
for reportable events guidance for plan years after 2012 . See Technical Update 11-1 for reportable events guidance for 2012.)

Follow Form 10 instructions (page 3 of PDF instructions)

Advance Notice of Reportable Events (Form 10 Advance)

PDF (See Technical Update
13-1
for reportable events guidance for plan years after 2012 . See Technical Update 11-1 for reportable events guidance for 2012.)

Follow Form 10 Advance instructions (page 3 of PDF instructions)

Notice of Failure to Make Required Contributions (Form 200)

PDF

Follow Form 200 instructions (page 3 of PDF instructions)

Terminations

Standard Terminations (Full set of PDF Forms)

Notice Single-Employer Plan Termination (Form 500)

PDF

Follow Standard Termination instructions (page 5 of PDF instructions)

Post-Distribution Certification
for Standard Termination (Form 501)

PDF

Certification of Sufficiency (Schedule EA-S to Form 500)

PDF

Designation of Representative (Schedule REP-S to Form 500)

PDF

Distress Terminations (Full set of PDF Forms)

Notice of Intent to Terminate (Form 600)

PDF

Follow Distress Termination instructions (page 4 of PDF instructions)

Plan Information (Schedule P)

PDF

Financial Information and Distress Criteria (Schedule F)

PDF

Notice of Single-Employer Plan Termination (Form 601)

PDF

Enrolled Actuary Certification (Schedule EA-D)

PDF

Post-Distribution Certification (Form 602)

PDF

Missing Participants (Full set of PDF Forms)

Participant Information (Schedule MP)

PDF

Follow Missing Participant instructions (page 4 of PDF instructions)

Annuity Purchase Information (Attachment A to Schedule MP)

PDF

Individual Information (Attachment B to Schedule MP)

PDF

Payment Voucher (Schedule MP)

PDF

 

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